Responsive and Approachable
At DFG, we pride ourselves on being easygoing, accessible and friendly in all our client-relationships. This leads to a relaxed relationship that helps in the development of your goals through rapid response time when it comes to questions or concerns. You can count on prompt responses and open communication throughout our long-term, beneficial relationship.
Stable and Reliable
We're a family-owned business. Our wealth building and wealth management experience stretches back almost 40 years, encompassing several turbulent economic cycles. This extensive background and longevity, combined with ongoing training, certification and education for our staff, provides a solid foundation and ongoing steadiness to support your financial well-being.
Modern and Innovative
Financial preparation and wealth building are not stagnant. Rather, they must grow and change with the times to guarantee quality services and adaptable solutions for clients. As such, DFG has a forward-thinking attitude, relying on the latest technology and methods to build and maintain your customized financial plan. So, in an effort to ensure your portfolio and investment growth, we're constantly on the look out for what's coming.
Honest and Dependable
We consider your risk appetite and objectives while working with you on your financial plan. We pledge to provide guidance and easy-to-understand information. As a result, we build long-term trust fueled relationship with our clients. We also ensure that your plan isn't a one-size-fits-all. Your relationship with DFG leads to a tailored approach that considers your needs and desires, with the goal of helping you achieve your financial targets.
Parent Company: Cetera Financial Group
Cetera Advisors is part of the family of independently managed firms of Cetera Financial Group (Cetera). For the past 30 years. Cetera's family of companies has grown to manage over $110 billion in client assets, delivering advisory products and solutions and sophisticated trading and technology platforms to us and other advisors across all 50 states. You can be confident that their tools, technology and support help make us more effective in our relationship with you.
Our Custodian: Pershing
While a broker-dealer helps supervise and facilitate the trading that converts your cash into invested assets, those assets are actually held by a custodian. Cetera Advisors works with two custodians. Pershing LLC custodies brokerage accounts, including the brokerage accounts within IRAs.
Pershing is a subsidiary of the Bank of New York Mellon Corporation, which is the nation's oldest continuously operating bank and one of the world's leading providers of securities services. Both Pershing and Cetera Investment Services have to meet certain net capital requirements and are subject to regular audits, both internally and by independent firms, to ensure the appropriate handling, segregation and protection of investors' assets.